›› 2020, Vol. 36 ›› Issue (5): 21-31.

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Study on the Impact of Decentralization on the Effect of Transfer Payments of National Key Ecological Function Areas

CAO Hongjie1, LU Hongyou1, QI Yu2   

  1. 1. School of Economics and Management, Wuhan University, Wuhan 430072, China;
    2. School of Public Finance and Taxation, Zhongnan University of Economics and Law, Wuhan 430073, China
  • Received:2019-06-12 Online:2020-05-10 Published:2020-05-21

分权对国家重点生态功能区转移支付政策效果的影响研究

曹鸿杰1, 卢洪友1, 祁毓2   

  1. 1.武汉大学经济与管理学院,湖北 武汉 430072;
    2.中南财经政法大学财政税务学院,湖北 武汉 430073
  • 作者简介:曹鸿杰(1990-),男,山东安丘人,武汉大学经济与管理学院博士生;卢洪友(1958-),男,山东费县人,武汉大学经济与管理学院教授,博士;祁毓(1987-),男,湖北武汉人,中南财经政法大学财政税务学院副教授,博士。
  • 基金资助:
    国家社科基金重大招标项目(15ZDB158);国家自然科学基金面上项目(71573161;71573194);中央高校基本科研业务费项目(31511910901)

Abstract: In 2008, China began to pilot the transfer payment policy for key ecological function areas in order to solve the adverse effects of decentralized environmental governance and promote coordinated regional development through centralized tendencies. In order to study whether this designated transfer payment mechanism is compatible with the current decentralization system, this paper combs the institutional changes and characteristics of the policy, and explores the impact mechanism under the decentralization system framework. Through theoretical analysis and empirical test, it is found that the transfer payment policy achieves the goal of promoting regional coordinated development, and has incentive effect on the ecological environment protection and the public service supply. Moreover, there is room for improvement of the transfer payment mechanism and the decentralization system, and the environmental decentralization promotes the policy effect, while the fiscal decentralization inhibits the policy effect.

Key words: Ecological Transfer Payment, Ecological Compensation, Decentralization, Environmental Protection, Public Service

摘要: 中国在2008年开始试行国家重点生态功能区转移支付政策,以通过集权倾向的措施解决环境分权治理产生的不利影响,促进地区协调发展。为研究这一指定用途的转移支付机制与当前分权体制是否协调,本文对政策的制度变迁和特征事实进行了梳理,在分权体制框架下探讨了其中的影响机制。通过理论分析和实证检验发现,转移支付达到了促进地区协调发展的目标,对生态环境保护和公共服务供给存在激励效应;转移支付机制与分权体制还存在改善的空间,环境分权对政策效果有促进作用,而财政分权抑制了政策效果的发挥。

关键词: 生态转移支付, 生态补偿, 分权, 环境保护, 公共服务

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